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<AUTHOR>법제처 법령정보센터</AUTHOR>
<DATE>2025.08.07</DATE>
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<CHAR>&nbsp;국가법령정보센터</CHAR>
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<TEXT CharShape="12"><CHAR>[시행 2022. 1. 1.] [과학기술정보통신부고시 제2021-102호, 2022. 1. 1., 일부개정.]</CHAR>
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<P ParaShape="17"><TEXT CharShape="25"><CHAR>과학기술정보통신부(연구제도혁신과), 044-202-6955</CHAR></TEXT></P>
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{전문}
<P ParaShape="23"><TEXT CharShape="6"><CHAR>제1조(목적)</CHAR></TEXT><TEXT CharShape="5"><CHAR> 이 지침은 「국가연구개발혁신법 시행령」(이하 "영"이라 한다) 제65조제2항에 따라 연구개발기관의 장이 연구노트의 작성ㆍ관리에 관한 자체지침을 마련하여 운영하는데 활용할 수 있도록 필요한 사항을 정함을 목적으로 한다.</CHAR></TEXT><TEXT CharShape="7"/></P><P ParaShape="23"><TEXT CharShape="6"><CHAR>제2조(정의)</CHAR></TEXT><TEXT CharShape="5"><CHAR> 이 지침에서 사용하는 용어의 뜻은 다음과 같다.</CHAR></TEXT><TEXT CharShape="7"/></P><P ParaShape="37" Style="0"><TEXT CharShape="5"><CHAR>  1. "연구개발과제"란 「국가연구개발혁신법」(이하 "법"이라 한다) 제2조제2호에 따른 연구개발과제를 말한다.</CHAR></TEXT><TEXT CharShape="7" /></P><P ParaShape="37" Style="0"><TEXT CharShape="5"><CHAR>  2. "연구개발기관"이란 법 제2조제3호에 따른 연구개발기관을 말한다.</CHAR></TEXT><TEXT CharShape="7" /></P><P ParaShape="37" Style="0"><TEXT CharShape="5"><CHAR>  3. "연구자"란 연구개발과제를 수행하는 사람(연구개발기관에 소속되지 아니한 사람을 포함한다)을 말한다.</CHAR></TEXT><TEXT CharShape="7" /></P><P ParaShape="37" Style="0"><TEXT CharShape="5"><CHAR>  4. "연구노트"란 법 제35조제2항에 따른 연구노트로서 연구개발과제 수행을 통하여 얻은 정보, 데이터, 노하우 등을 체계적으로 기록한 자료를 말한다.</CHAR></TEXT><TEXT CharShape="7" /></P><P ParaShape="37" Style="0"><TEXT CharShape="5"><CHAR>  5. 삭제</CHAR></TEXT><TEXT CharShape="7" /></P><P ParaShape="37" Style="0"><TEXT CharShape="5"><CHAR>  6. 삭제</CHAR></TEXT><TEXT CharShape="7" /></P><P ParaShape="37" Style="0"><TEXT CharShape="5"><CHAR>  7. "기록자"란 연구개발과제에 참여하면서 연구노트에 직접 기록하는 연구자를 말한다.</CHAR></TEXT><TEXT CharShape="7" /></P><P ParaShape="37" Style="0"><TEXT CharShape="5"><CHAR>  8. "확인자"란 연구노트의 내용을 확인하고 서명하는 사람을 말한다.</CHAR></TEXT><TEXT CharShape="7" /></P><P ParaShape="23"><TEXT CharShape="6"><CHAR>제3조(적용대상)</CHAR></TEXT><TEXT CharShape="5"><CHAR> ① 이 지침은 모든 국가연구개발사업의 연구개발과제에 적용한다.</CHAR></TEXT><TEXT CharShape="7"/></P><P ParaShape="36" Style="0"><TEXT CharShape="5"><CHAR>  ② 연구개발기관의 장은 국가연구개발사업이 아닌 연구개발에 대하여 이 지침을 준용할 수 있다.</CHAR></TEXT><TEXT CharShape="7" /></P><P ParaShape="23"><TEXT CharShape="6"><CHAR>제4조(정부의 역할과 책임)</CHAR></TEXT><TEXT CharShape="5"><CHAR> 중앙행정기관의 장은 연구노트의 보급ㆍ홍보 및 중요성에 관한 교육 등 연구노트 활성화를 위하여 노력하여야 한다.</CHAR></TEXT><TEXT CharShape="7"/></P><P ParaShape="23"><TEXT CharShape="6"><CHAR>제5조(연구개발기관의 역할과 책임)</CHAR></TEXT><TEXT CharShape="5"><CHAR> ① 연구개발기관의 장은 영 제65조제1항에 따라 이 지침을 활용하여 연구노트의 작성ㆍ보관ㆍ관리에 관한 자체규정(이하 "자체규정"이라 한다)을 마련하여 운영하여야 한다.</CHAR></TEXT><TEXT CharShape="7"/></P><P ParaShape="36" Style="0"><TEXT CharShape="5"><CHAR>  ② 연구개발기관의 장은 연구자가 연구노트를 성실히 작성할 수 있도록 환경 조성, 교육 프로그램 운영, 인센티브 제공 등 연구노트 활성화를 위하여 노력하여야 한다.</CHAR></TEXT><TEXT CharShape="7" /></P><P ParaShape="36" Style="0"><TEXT CharShape="5"><CHAR>  ③ 연구개발기관의 장은 연구노트를 연구개발과제 관리, 연구개발의 연속성 유지 및 지식재산권 보호 등에 활용하여야 하며, 연구자를 통제할 목적으로 활용하여서는 아니 된다.</CHAR></TEXT><TEXT CharShape="7" /></P><P ParaShape="23"><TEXT CharShape="6"><CHAR>제6조(연구자의 역할과 책임)</CHAR></TEXT><TEXT CharShape="5"><CHAR> 연구자는 참여하는 연구개발과제를 수행하는 연구개발기관의 자체규정에 따라 연구노트의 작성 및 관리 등의 의무를 성실히 이행하여야 한다.</CHAR></TEXT><TEXT CharShape="7"/></P><P ParaShape="23"><TEXT CharShape="6"><CHAR>제7조(연구노트의 요건)</CHAR></TEXT><TEXT CharShape="5"><CHAR> ① 연구노트의 요건에 대해서는 연구개발기관의 장이 자체규정으로 정한다.</CHAR></TEXT><TEXT CharShape="7"/></P><P ParaShape="36" Style="0"><TEXT CharShape="5"><CHAR>  ② 연구개발기관의 장은 연구노트의 기록 날짜와 기록자, 그리고 위ㆍ변조를 확인할 수 있도록 제1항에 따른 자체규정을 수립하여야 한다.</CHAR></TEXT><TEXT CharShape="7" /></P><P ParaShape="36" Style="0"><TEXT CharShape="5"><CHAR>  ③ 연구개발기관의 장은 서면, 전자노트, 음성, 영상 등 다양한 형식으로 작성할 수 있도록 제1항에 따른 자체규정을 수립하여야 한다.</CHAR></TEXT><TEXT CharShape="7" /></P><P ParaShape="23"><TEXT CharShape="6"><CHAR>제8조(연구노트의 작성)</CHAR></TEXT><TEXT CharShape="5"><CHAR> ① 연구개발기관의 장은 소속 연구자가 연구노트를 작성하도록 관리하여야 한다.</CHAR></TEXT><TEXT CharShape="7"/></P><P ParaShape="36" Style="0"><TEXT CharShape="5"><CHAR>  ② 연구노트의 작성에 관한 사항은 연구개발기관의 장이 자체규정으로 정한다.</CHAR></TEXT><TEXT CharShape="7" /></P><P ParaShape="36" Style="0"><TEXT CharShape="5"><CHAR>  ③ 제1항에도 불구하고 연구개발과제의 협약 당사자(법 제4조제1호에 따른 다른 법률에 따라 직접 설립된 기관의 기본사업의 경우에는 해당 기관의 장을 말한다)는 개인사업자, 창업초기기업 등 연구노트를 관리하기 어렵다고 인정하는 연구개발기관의 경우나, 사전조사ㆍ기획평가, 연구개발과제의 조정ㆍ관리, 인문ㆍ사회분야, 인력양성, 기반구축 등 연구노트 작성의 필요성이 크지 아니하다고 인정하는 연구개발과제의 경우에 법 제12조제4항에 따른 연차보고서 또는 제12조제5항에 따른 최종보고서(같은 항에 따른 단계보고서를 포함한다) 등의 작성을 연구노트 작성으로 볼 수 있다.</CHAR></TEXT><TEXT CharShape="7" /></P><P ParaShape="36" Style="0"><TEXT CharShape="5"><CHAR>  ④ 하나의 연구개발과제에 다수의 연구개발기관이 참여하는 경우에는 연구개발기관마다 연구노트를 각각 작성하는 것을 원칙으로 한다.</CHAR></TEXT><TEXT CharShape="7" /></P><P ParaShape="36" Style="0"><TEXT CharShape="5"><CHAR>  ⑤ 연구개발기관의 장은 자체규정으로 정하는 바에 따라 연구자별로 연구노트를 각각 작성하게 하거나, 하나의 연구노트를 다수의 연구자가 공동으로 작성하게 할 수 있다. 이 경우 모든 연구자는 연구노트를 작성하는 것을 원칙으로 한다.</CHAR></TEXT><TEXT CharShape="7" /></P><P ParaShape="36" Style="0"><TEXT CharShape="5"><CHAR>  ⑥ 기록자는 연구노트를 작성할 때에 내용의 위조ㆍ변조 없이 객관적인 사실을 기록하고, 제3자가 연구개발 수행 과정과 결과를 재현하는데 활용할 수 있도록 노력하여야 한다.</CHAR></TEXT><TEXT CharShape="7" /></P><P ParaShape="23"><TEXT CharShape="6"><CHAR>제9조(연구노트에 대한 권리의 소유)</CHAR></TEXT><TEXT CharShape="5"><CHAR> ① 연구노트에 대한 권리는 해당 연구개발과제를 수행하는 연구개발기관으로서 제8조제1항에 따라 해당 연구노트의 작성을 관리하는 연구개발기관이 소유한다.</CHAR></TEXT><TEXT CharShape="7"/></P><P ParaShape="36" Style="0"><TEXT CharShape="5"><CHAR>  ② 그 밖에 연구노트에 대한 권리의 소유에 관한 사항은 법 제16조에 따른다.</CHAR></TEXT><TEXT CharShape="7" /></P><P ParaShape="23"><TEXT CharShape="6"><CHAR>제10조(연구노트의 보관 및 관리)</CHAR></TEXT><TEXT CharShape="5"><CHAR> ① 연구노트를 소유하고 있는 연구개발기관의 장은 연구노트를 보관하고 관리하여야 한다.</CHAR></TEXT><TEXT CharShape="7"/></P><P ParaShape="36" Style="0"><TEXT CharShape="5"><CHAR>  ② 연구개발기관의 장은 연구노트 작성지원, 보관 및 관리 등의 업무를 담당하는 부서 지정ㆍ운영 및 연구 중단 또는 종료 시 연구노트 관리 방안 등을 자체 규정으로 마련해야 한다.</CHAR></TEXT><TEXT CharShape="7" /></P><P ParaShape="36" Style="0"><TEXT CharShape="5"><CHAR>  ③ 연구노트의 보존기간은 연구개발과제 종료일부터 30년으로 한다. 다만, 연구개발기관의 장은 자체규정으로 정하는 바에 따라 연구개발과제의 유형별로 보존기간을 달리 정할 수 있다.</CHAR></TEXT><TEXT CharShape="7" /></P><P ParaShape="23"><TEXT CharShape="6"><CHAR>제11조(연구노트의 열람 및 공개)</CHAR></TEXT><TEXT CharShape="5"><CHAR> ① 연구개발기관의 장은 자체규정으로 연구노트 열람대상과 범위 등에 관한 사항을 정하여 연구자 등이 열람하게 할 수 있다. 이 경우 기록자가 해당 연구노트 열람을 요청한 경우에는 열람대상과 범위 등에 제한 없이 열람권은 보장되도록 노력하여야 한다.</CHAR></TEXT><TEXT CharShape="7"/></P><P ParaShape="36" Style="0"><TEXT CharShape="5"><CHAR>  ② 연구개발기관의 장은 연구노트 열람에 관하여 관리대장을 구비하여 관리하여야 한다.</CHAR></TEXT><TEXT CharShape="7" /></P><P ParaShape="36" Style="0"><TEXT CharShape="5"><CHAR>  ③ 연구개발기관의 장은 자체규정으로 정하는 바에 따라 연구노트를 공개할 수 있다.</CHAR></TEXT><TEXT CharShape="7" /></P><P ParaShape="36" Style="0"><TEXT CharShape="5"><CHAR>  ④ 연구자가 연구노트를 연구개발성과 제출, 연구개발과제의 평가, 연구자보호(부정의심행위의 검증을 포함한다), 지식재산권 출원ㆍ보호 등에 활용하기 위하여 연구개발기관에 연구노트의 사용을 요청한 경우, 해당 연구자의 연구노트 사용권은 보장되도록 노력하여야 한다.</CHAR></TEXT><TEXT CharShape="7" /></P><P ParaShape="36" Style="0"><TEXT CharShape="5"><CHAR>  ⑤ 연구자는 제4항에 따라 사용하는 연구노트를 사용용도 외의 용도로 사용하거나 임의로 다른 사람ㆍ기관ㆍ단체에 누설ㆍ유출ㆍ양도ㆍ매매하여서는 아니 된다.</CHAR></TEXT><TEXT CharShape="7" /></P><P ParaShape="23"><TEXT CharShape="6"><CHAR>제12조(연구노트의 폐기)</CHAR></TEXT><TEXT CharShape="5"><CHAR> ① 연구개발기관의 장은 제10조제3항에 따른 보존기간이 경과한 연구노트를 폐기할 수 있다.</CHAR></TEXT><TEXT CharShape="7"/></P><P ParaShape="36" Style="0"><TEXT CharShape="5"><CHAR>  ② 연구개발기관의 장은 제10조제3항에 따른 보존기간이 경과하지 아니한 연구노트라도 기술환경의 변화 등에 따라 보존가치가 없다고 판단하는 경우에는 자체규정으로 정하는 바에 따라 이를 폐기할 수 있다.</CHAR></TEXT><TEXT CharShape="7" /></P><P ParaShape="23"><TEXT CharShape="6"><CHAR>제13조(연구노트 관리 실태점검)</CHAR></TEXT><TEXT CharShape="5"><CHAR> 중앙행정기관의 장은 연구개발기관이 자체규정을 마련하여 실효성 있게 운영하고 있는지에 대하여 점검할 수 있다.</CHAR></TEXT><TEXT CharShape="7"/></P><P ParaShape="23"><TEXT CharShape="6"><CHAR>제14조(재검토기한)</CHAR></TEXT><TEXT CharShape="5"><CHAR> 「훈령ㆍ예규 등의 발령 및 관리에 관한 규정」에 따라 2021년 1월 1일 기준으로 매 3년이 되는 시점(매 3년째의 12월 31일까지를 말한다)마다 그 타당성을 검토하여 개선 등의 조치를 하여야 한다.</CHAR></TEXT><TEXT CharShape="7"/></P>
<P ParaShape="2"><TEXT CharShape="5"/></P><P ParaShape="2"><TEXT CharShape="6"><CHAR>&nbsp;&nbsp;&nbsp;&nbsp;부칙&nbsp;</CHAR></TEXT><TEXT CharShape="23"><CHAR>&nbsp;&lt;제2021-102호, 2022. 1. 1.&gt; &nbsp;</CHAR></TEXT></P><P ParaShape="23" Style="0"><TEXT CharShape="6"><CHAR>제1조</CHAR></TEXT><TEXT CharShape="5"><CHAR>(시행일) 이 지침은 2022년 1월 1일부터 시행한다.</CHAR></TEXT></P>


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